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551	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-06-22 16:31:17 Financial markets 76th United States Congress Commodity markets Institutional investors Funds Exchange-traded fund Investment Advisers Act Broker-dealer U.S. Securities and Exchange Commission Futures contract Mutual fund Financial adviser
552	March 2, 2016 Daiwa Securities Group Inc. Attention This document is an unofficial translation of a press release announced on March 2, 2016, by Daiwa Securities Group Inc. The original press is in Japanese. Add to Reading List Source URL: www.daiwa-grp.jp Language: English - Date: 2016-03-02 01:09:21 Economy of Myanmar Myanmar Securities Exchange Centre Primary dealers Yangon Stock Exchange Daiwa Securities Group Myanma Economic Bank Security Myanmar U.S. Securities and Exchange Commission Daiwa Securities Capital Markets Co.Ltd.
553	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.astronics.com Language: English - Date: 2016-02-17 12:52:40 BlackBerry Limited S&P/TSX 60 Index S&P/TSX Composite Index Income statement
554	OMB APPROVAL OMB Number: Expires: August 31, 2011 Estimated average burden Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2015-03-20 17:10:19 United States securities law Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Securities regulation in the United States Arbitration Self-regulatory organization
555	NASAA Custody Requirements for Investment Advisers Model Rule 102(eAdopted April 3, 2000, Amended, , , * Rule 102(eCustody of Client Funds or Securities by Investment Advise Add to Reading List Source URL: nasaa.cdn.s3.amazonaws.com Language: English - Date: 2016-06-02 12:08:16 Investment United States securities law U.S. Securities and Exchange Commission 76th United States Congress Investment Advisers Act Financial adviser Investment fund Regulation S-X Securities Act Security Accredited investor Registered Investment Adviser
556	CITY OF SANTA ANA FINANCE & MANAGEMENT SERVICES AGENCY SEC Municipal Advisor Rule – Evidence of Independent Registered Municipal Advisor (IRMA) Exception October 1, 2014 Add to Reading List Source URL: www.ci.santa-ana.ca.us Language: English - Date: 2014-10-20 13:24:19 Financial advisors Financial adviser U.S. Securities and Exchange Commission Adviser Municipal Securities Rulemaking Board
557	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-02-01 11:39:46 U.S. Securities and Exchange Commission 73rd United States Congress Securities Exchange Act Securities regulation in the United States United States securities law Regulation S-K Securities Act
558	Microsoft WordASC-SERVICES-INFO-APPROVED Add to Reading List Source URL: asc.alabama.gov Language: English - Date: 2014-10-20 16:51:40 United States securities law Corruption Securities fraud Securities Commission of New Zealand Financial adviser Securities commission Security Professional certification in finance Canadian Securities Administrators North American Securities Administrators Association
559	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.CFORM 20-F/A (Amendment No. 1) Add to Reading List Source URL: i2.esmas.com Language: English - Date: 2016-05-06 11:40:29 73rd United States Congress U.S. Securities and Exchange Commission SEC filings Stock market Corporate crime Securities Act Securities Exchange Act Security Short Regulation S-K
560	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-01-21 12:08:21 U.S. Securities and Exchange Commission 73rd United States Congress Securities Exchange Act Securities regulation in the United States National Market System SEC filings

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